Periodically reviews execution of compliance activity in line with NGI standards and regulatory requirements.
Design and maintain compliance framework continuum to ensure zero drop rate. This includes all regulatory exposures of NGI.
Design and maintain reminder and completed triggers for each compliance tasks.
Lead the implementation of the GRC solution for NGI
Undertake FATCA and CRS reporting
Review policy and procedures of each department to ensure updating and compliance to the policy.
Maintain good professional contact with all departments and liaise with the Departmental heads in compliance activity keeping with timelines and quality of content.
Fills out and files compliance submissions as periodically advised by the regulatory authorities.
Consults with attorney and other consultants on compliance related advisory required.
Responsible for the AML and compliance risk management tool performance and relationship with the TP vendor in coordination with AML officer.
Oversee review of specialty business AML review like Energy and Coface.
Drive GRC deliverables from the Compliance perspective as a project. Align with Legal, Risk and Audit in due delivery of this project.
Supervise junior team members assigned to engagements providing guidance and overall review of deliverables.
Undertake data quality review and address gaps immediately.
Undertake CPD’s with specific focus on Insurance related or risk related certifications.
