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Compliance Officer

vina

Job Type

Full-time

Work Type

On-Site

Location

Dubai, UAE

Experience

3 - 8 years
  • Periodically reviews execution of compliance activity in line with NGI standards and regulatory requirements.
  • Design and maintain compliance framework continuum to ensure zero drop rate. This includes all regulatory exposures of NGI.
  • Design and maintain reminder and completed triggers for each compliance tasks.
  • Lead the implementation of the GRC solution for NGI
  • Undertake FATCA and CRS reporting
  • Review policy and procedures of each department to ensure updating and compliance to the policy.
  • Maintain good professional contact with all departments and liaise with the Departmental heads in compliance activity keeping with timelines and quality of content.
  • Fills out and files compliance submissions as periodically advised by the regulatory authorities.
  • Consults with attorney and other consultants on compliance related advisory required.
  • Responsible for the AML and compliance risk management tool performance and relationship with the TP vendor in coordination with AML officer.
  • Oversee review of specialty business AML review like Energy and Coface.
  • Drive GRC deliverables from the Compliance perspective as a project. Align with Legal, Risk and Audit in due delivery of this project.
  • Supervise junior team members assigned to engagements providing guidance and overall review of deliverables.
  • Undertake data quality review and address gaps immediately.
  • Undertake CPD’s with specific focus on Insurance related or risk related certifications.