Analah DIFC Limited Overview
Analah DIFC Limited is a DFSA-regulated, Category 4 investment and property crowdfunding platform, dedicated to democratizing investment opportunities by offering access to startups, pre-IPO investments, unlisted stocks, and fractional real estate investment
Job Title: Compliance Officer / MLRO / Risk Officer
Location: Dubai, UAE
Number of Positions: 1
Company: Analah DIFC Limited
Job Type: Full-Time
Reports to: Board of Directors
Position Overview
The Compliance Officer / MLRO / Risk Officer will be responsible for ensuring the firm's compliance with all applicable DFSA regulations and UAE laws. This role involves overseeing the firm’s anti-money laundering (AML) framework, risk management systems, and ensuring adherence to the highest standards of governance and regulatory requirements.
Key Responsibilities
- Establish and maintain compliance arrangements, policies, and procedures to ensure adherence to all applicable legislation and DFSA rules.
- Develop, document, and maintain monitoring and reporting processes to promptly identify, report, and address compliance breaches.
- Maintain detailed records of compliance breaches and their resolution.
- Provide training to employees on compliance-related topics and ensure that the firm meets structured Continuing Professional Development (CPD) requirements.
- Advise the Board of Directors and senior management on compliance risks and recommend mitigating actions.
- Act as a point of contact with the DFSA and ensure timely responses to any regulatory inquiries.
MLRO Responsibilities
- Oversee the implementation and day-to-day operation of the firm’s AML policies, procedures, systems, and controls.
- Act as the designated point of contact for notifications and suspicious activity reporting under DFSA AML regulations.
- Submit Suspicious Activity Reports (SARs) in compliance with UAE Federal AML legislation.
- Ensure AML training programs are in place, and employees are adequately aware of AML obligations.
- Liaise with UAE authorities and the DFSA on money laundering and financial crime matters.
- Implement actions in response to regulatory findings, directives, or guidance under DFSA AML Chapter 10.
Risk Officer Responsibilities
- Design and implement robust risk management systems to identify, assess, and mitigate risks affecting the firm and its stakeholders.
- Maintain and update the firm’s Risk Register on a periodic basis.
- Develop and enforce policies to manage risks, including operational, financial, and reputational risks.
- Ensure alignment with any group-wide risk policies, systems, and controls.
- Maintain and periodically test the firm’s Business Continuity and Disaster Recovery Plan.
- Provide regular risk updates and reports to the Board and senior management.
Qualifications and Skills
Education
- Bachelor’s degree in Law, Business Administration, Finance, or a related field (Master’s degree preferred).
- Professional certifications such as ICA, CAMS, or CRCM are highly desirable.
Experience
- Proven experience in compliance, AML, or risk management within the UAE, preferably in the financial services sector.
- Familiarity with DFSA regulations and UAE Federal AML legislation is essential.
- Candidates with experience in Banking, Financial Services, Real Estate, or Legal sectors will be given preference.
Skills
- Strong analytical and problem-solving capabilities.
- Excellent communication and interpersonal skills to engage with regulatory bodies, stakeholders, and internal teams.
- Proficiency in compliance software and tools.
- Ability to manage confidential information with integrity and professionalism.
- Strategic thinking with adaptability to a fast-paced and evolving regulatory environment.
Key Attributes
- Ethical mindset with meticulous attention to detail.
- Proactive approach to compliance and risk management.
- Commitment to maintaining up-to-date knowledge of regulatory changes
Compensation & Benefits
- Salary Hike: Competitive based on experience and performance.
- ESOP: Available after 3 years, at management’s discretion
